Isaca CISA Quiz 356 Topic 5 Questions 1776-1780

Question: 1

What is the FIRST step an auditor should take when beginning a follow-up audit?

AReview workpapers from the previous audit

BReview previous findings and action plans

CMeet with the auditee to discuss remediation progress

DGather evidence of remediation to conduct tests of controls

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Question: 2

An IS auditor is conducting a review of a healthcare organization's IT policies for handling medical records. Which of the following is MOST important to verify?

AIT personnel receive ongoing policy training.

BPolicy writing standards are consistent.

CA documented policy approval process is in place.

DThe polices comply with regulatory requirements.

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Question: 3

Which of the following is the BEST way to address ongoing concerns with the quality and accuracy of internal audits?

ARequire IS audit management to lead exit meetings.

BRequire peer reviews of audit workpapers.

CEngage an independent review of the audit function.

DImplement performance management for IS auditors.

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Question: 4

Which of the following could be determined by an entity-relationship diagram?

ALinks between data objects

BHow data are transformed at they move through the system

CModes of behavior of data objects

DHow the system behaves as a consequence of external events

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Question: 5

Which of the following is MOST important to consider when creating audit follow-up procedures?

AWhether follow-up procedures would determine if identified risks have been mitigated

BWhether the auditee has allotted sufficient time for the follow-up

CWhether management has determined if risk is within the organization's risk appetite

DWhether the organization has sufficient funds to address the issue

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Isaca CISA Quiz:356 Topic:5 Questions:1776-1780