Isaca CISA Quiz 560 Topic 2 Questions 2796-2800

Question: 1

An application used at a financial services organization transmits confidential customer data to downstream applications using a batch process. Which of the following controls would protect this information?

AHeader record with timestamp

BRecord count

CControl file

DSecure File Transfer Protocol (SFTP)

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Question: 2

Which of the following is the BEST source of information for an IS auditor when planning an audit of a business application's controls?

AProcess flow diagrams

BUser documentation

CAccess control lists

DChange control procedures

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Question: 3

An IS auditor reviewing a checkpoint/restart procedure should be MOST concerned if it is applied after:

Aan incremental data backup is performed.

Ba temporary hardware failure.

Cpower loss to the data center.

Dan incorrect version of the program is executed.

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Question: 4

An organization processing high volumes of financial transactions has implemented log file analysis on a central log server to continuously monitor compliance with its fraud policy. Which of the following poses the GREATEST risk to this control?

AIT operations staff have the right to restart the log server.

BData entry staff have privileged access to the log server.

CIT operations staff are able to stop the payment processing system.

DSoftware developers have read access to the log server.

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Question: 5

chain management processes Customer orders are not being fulfilled in a timely manner, and the inventory in the warehouse does not match the quantity of goods in the sales orders. Which of the following is the auditor's BEST recommendation?

ARequire the sales representative to verify inventory levels prior to finalizing sales orders.

BRequire the warehouse manager to send updated inventory levels on a periodic basis.

CRevise the order fulfillment procedures in collaboration with the e-commerce team.

DImplement an automated control to verify inventory levels prior to finalizing sales orders.

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Isaca CISA Quiz:560 Topic:2 Questions:2796-2800