ACFE CFE-Law Quiz 1 Topic 1 Questions 1-5

Question: 1

Davis is an employee at Waccamaw Homeplace a publicly traded corporation Davis knows that Waccamaw is about to publicly announce a new joint venture project in China, so he buys shares of Waccamaw stock Assuming that his conduct was illegal m the jurisdiction in which he works and resides, what type of crime did Davis MOST LIKELY commit?

AChurning

BFutures fraud

CInsider trading

DTrading on margin

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Question: 2

Which of the following statements about the appeals process in cranial cases is MOST ACCURATE?

AIn common law jurisdictions, appellate courts are generally not permitted to make their own factual determinations when reviewing a case

BIn civil law jurisdictions appellate courts are generally not permitted to make their own legal conclusions when reviewing a case

CAppellate courts will usually hear an appeal even if the petition was not filed in a timely manner

DAppellate courts will usually reverse a conviction even if the trial court's error did not affect the outcome of the case

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Question: 3

The Organisation for Economic Co-operation and Developments (OECD) Recommendation on Combating Bribery m International Business (Recommendation) urges member states to combat the bribery of foreign public officials by taking steps to improve which of the following primary areas within their respective infrastructures?

APublic health and safety regulations

BLaws and regulations related to public subsidies licenses, and contract procurement

CLaws and regulations covering e-commerce

DConsumer data protection laws

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Question: 4

In a particular country's judicial process, the judge oversees the investigation of a case is primarily responsible for questioning witnesses and generally plays a larger role in the evidence-gathering process than the parties' legal counsel Which of the following BEST describes this type of judicial process'?

AAdversarial process

BSubstantive law process

CInquisitorial process

DCommon law process

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Question: 5

One of the purposes of securities regulation is to maintain market confidence.

ATrue

BFalse

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ACFE CFE-Law Quiz:1 Topic:1 Questions:1-5